Financial Services Regulation and Compliance - Investment Firms Apr 2022

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In domestic news, the CBI published "Dear CEO" letter addressed to MiFID authorised firms offering structured retail products. At European level, ESMA published MAR guidelines, its views on the MiFID II suitability consultation and guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements

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Financial Services Regulation and Compliance - Banking Apr 2022

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In domestic news, the CBI has published two "Dear CEO" letters on the withdrawal of retail banks from the Irish market, Derville Rowland delivered remarks at the Institute of Banking/Compliance Institute seminar and Sharon Donnery delivered the opening statement at the Central Bank Conference. At European level, the EBA published its views on the macroprudential framework and proposed amendments

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Financial Services Regulation and Compliance - Insurance Apr 2022

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In domestic news, the CBI has responded to Pearse Doherty, T.D. on Business Interruption Insurance. In European news, EIOPA published monthly technical information on the RFR, its opinion on insurer disclosure of individual stress test results, its fourth report on costs and past performance of insurance and pension products,

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Contentious AGMs: a case study

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In our recent article, we discussed some of the key points of potential contention between boards and shareholders. As a follow-up, we have prepared a case study to demonstrate some of the questions a board may face when a significant increase in directors' remuneration is proposed at an annual general meeting (AGM).

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