Financial Services Regulation and Compliance - Funds May 2021

Article

Domestically, Irish authorised UCITS managers are required to conduct a specific review of their practices, documentation, systems and controls by 31 December 2021; At European level, ESMA published the final report on its guidelines under the Regulation on cross-border distribution of funds.

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Financial Services Regulation and Compliance - Banking May 2021

Article

Domestically, the CBI updated forms for payment institutions and Gráinne McEvoy, the CBI's Director of Consumer Protection, spoke to the Joint Oireachtas Committee on Finance, Public Expenditure and Reform on existing consumer protection in Ireland and the Consumer Credit (Amendment) Bill 2018; At European level, the EBA published a climate risk assessment for banks

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Crowdfunding

publication

Crowdfunding has gathered pace in recent years as an attractive alternative to traditional forms of finance typically offered by banks.

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Regulatory focus on digital operational resilience

article

Digital operational resilience has been the focus of governments and regulators across sectors lately, which is unsurprising given that information and communications technology (ICT) is a key enabler for the business models of most financial services providers.

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