Financial Services Regulation and Compliance - Funds Nov 2020

Article

Domestically, the CBI is to provide a fast-track process for SFDR prospectus updates; At European level, ESMA launched a consultation on marketing communications under the Regulation on facilitating cross-border distribution of collective investment undertakings.

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Financial Services Regulation and Compliance - General Cross Sectoral Nov 2020

Article

Domestically, the CBI published a letter to the management of all financial service providers identifying significant shortcomings in firms' compliance with the fitness and probity regime; At European level, the EBA has set out its expectations on how money laundering and terrorist financing risk should be considered by prudential supervisors.

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Financial Services Regulation and Compliance - Investment Firms Nov 2020

Article

Domestically, the CBI issued its latest markets update, updated its prudential flexibility measures for investment firms and published the outcome of a thematic review of compliance by MiFID-authorised investment firms with best execution requirements for consumers; At European level, ESMA launched a consultation on market data obligations

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Registered AIFMs

publication

 Read our summary of the application process to the Central Bank of Ireland to become a registered AIFM and the conditions a registered AIFM must satisfy and continue to observe.

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The role of Governance in the debate

audio

"Governance" is reported to be one of the top three issues in the final stages of the EU-UK negotiations on a trade deal. Dr Vincent Power, Head of EU, Competition and Procurement at A&L Goodbody, explains, in a practical way, what the topic of "governance" means in the Brexit debate.

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A guide to remote working

publication

As a result of the COVID-19 pandemic, large numbers of office based employees in Ireland are working from home – a situation which looks set to continue into the foreseeable future.

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The Fisheries debate

audio

Fisheries is reported to be one of the top three issues in the final stages of the EU-UK negotiations on a trade deal. Dr Vincent Power, Head of EU, Competition and Procurement at A&L Goodbody, explains, in a practical way, how the topic of fisheries fits into the Brexit debate.

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Dawn raids and mobile phones

Article

Competition dawn raid inspectors are usually very keen to get access to the mobile phones of those people on the premises being dawn raided. This is usually for three reasons:

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