Financial Services Regulation and Compliance - Investment Firms Apr 2020

Article

Domestically, theCBI has issued communications to regulated financial services providers introducing prudential flexibility measures; At European level, ESMA has issued a public statement to promote coordinated action by NCAs regarding benchmarks external audit requirements; issued a no action letter on the new ESG disclosure requirements under the Benchmarks Regulation.

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Financial Services Regulation and Compliance - Banking Apr 2020

Article

Domestically, the CBI has issued communications to regulated financial services providers introducing prudential flexibility measures. It has also launched a COVID-19 Information Hub; At European level, the European Commission, the ECB, and EBA have adopted a range of measures in response to COVID-19.

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