Dec 2019

Article

Right now, businesses in the UK and Ireland involved in large-scale mergers and acquisitions are able to notify their deals to the European Commission (EC) for free.

Dec 2019

Article

ESG Regulations, UCITS supervisory sanctions, AIFMD Q&As, MAR suspicious transactions and order reports, EU CMU, Whistleblowing and AML/CTF.

Dec 2019

Article

Compliance deadlines and CBI Supervisory Priorities for 2020.

Dec 2019

Article

"The Twelve RBO Q&As of Christmas!"

Dec 2019

Article

The provisions of the Copyright and Other Intellectual Property Law Provisions Act 2019 (the Act), which was signed into law on 26 June 2019, were commenced on 2 December 2019...

Dec 2019

Article

Domestically, there have been some developments, including the CBI's launch of a new guide to sanctions imposed under the Administrative Sanctions Procedure (ASP) for the financial services sector and the publication of the European Union (Money Laundering and Terrorist Financing) Regulations 2019, amending the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010...

Dec 2019

Article

Domestically, CBI introduces enhanced measures to increase transparency of information provided to customers and conduct a review of differential pricing in the motor and home insurance industries; At European level, EIOPA publishes the second annual European Insurance Overview...

Dec 2019

Article

Domestically, CBI Review of CP86 implementation- phase 3; At European level, ESMA speech on fund liquidity

Dec 2019

Article

Domestically, the CBI stated that the financing of a sustainable economy and climate risk is an important topic that is high on their funds and asset management sector agenda; At European level there have been many developments , including the publication of three sets of technical advice to the European Commission by ESMA regarding TC-CCPs under EMIR 2.2.

Dec 2019

Article

Domestically, the CBI has set out what it is doing in the area of climate change; At European level the European Commission hosted a conference on the implementation in the European Union of new international rules for the banking sector known as the "finalization" of Basel III reforms.