Oct 2019

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Some approaching compliance deadlines and Central Bank speeches

Oct 2019

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ESA consultation on KIDs for PRIIPs; ESMA Update on Brexit; Use of derivatives by equity UCITS; ESMA TRV; Benchmarks; ESMA work programme; Joint Committee of ESAs work programme; AML/ CTF.

Oct 2019

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What is the Senior Executive Accountability Regime or SEAR? 

Oct 2019

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On 19 October 2019, after a day in the House of Commons which the UK Prime Minister Boris Johnson must have found frustrating (because the Meaningful Vote on his Revised Withdrawal Agreement did not take place), the Prime Minister sent an unsigned letter to the President of the European Council.

Oct 2019

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The Irish Minister for Finance and Public Expenditure & Reform, Mr Paschal Donohoe, made his Budget speech to the Irish Parliament on Tuesday 8 October 2019 and published the Finance Bill 2019 on 17 October 2019.

Oct 2019

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Let us assume that the negotiators in the “tunnel” agree a deal, then what happens next?

Oct 2019

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Customs unions might be described as a form of free trade agreements (FTA) in which parties to such an agreement agree to provide each other with certain trade benefits such as no tariffs on trade in goods within such a union.

Oct 2019

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At a domestic level, the Register of Beneficial Owners went live and the Central Bank finalised its Anti-Money Laundering Guidelines. At EU level, the ECB made some statements in relation to 'stablecoins' and there were a number of different surveys and reports published relating to the future of the financial system.

Oct 2019

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This month, the Central Bank publishes new rules to be included in the Consumer Protection Code 2012 and the Central Bank Deputy Governor voiced concern over readiness of insurance companies for Brexit; EIOPA published an opinion on sustainability within Solvency II and published a report on cyber resilience frameworks for insurers

Oct 2019

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On the domestic front: CBI issued a consultation paper CP130 on the treatment, correction and redress of errors in investment funds; plus details of CBI deadlines for Christmas 2019 and more. In European News, ESMA issued guidelines on liquidity stress testing in UCITS and AIFs and details on China's foreign exchange...