Tracker, Financial Services Regulation & Compliance - Funds

Article

On the Domestic Front: Director of Market Supervision, Gareth Murphy, addresses the Irish Funds Annual Conference. The Central Bank publish a document for Fund Management Company Boards and a revised AIF Rulebook. And the Central Bank's Q&As for AIFMD and UCITS are updated

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Tracker, Financial Services Regulation & Compliance - Investment Firms

Article

On the Domestic Front: Central Bank issues letter to industry following themed inspection of Client Categorisation for Investment Firms. On the International Front: European Supervisory Authorities (ESAs) consult on margin requirements for non-centrally cleared derivatives. European Securities and Markets Authority (ESMA) issues its Q1 risk dashboard for securities markets.

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Tracker, Financial Services Regulation & Compliance - Banking

Article

On the Domestic Front: Central Bank identifies weaknesses in lenders’ compliance with the Code of Conduct on Mortgage Arrears. The IBRC Commission of Investigation's Terms of Reference are revised. Regulations providing for credit institutions' maintenance of accounts are introduced.

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Shipping Regulatory Summit to be held in Brussels

Article

On 8 May 2015, the European Commission announced that DG Competition will host the second Global Maritime Regulatory Summit on 18 June 2015 in Brussels. It will be a follow-up to the first Summit in Washington in December 2013.

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