Financial Services Regulation and Compliance - Funds Aug 2021

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Domestically, the CBI issued details of its deadlines for investment funds seeking authorisation/ approval prior to year-end; At European level, the European Commission adopted and published two 'quick-fix' proposals to amend the PRIIPs Regulation and to amend the UCITS Directive.

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Financial Services Regulation and Compliance - Investment Firms Aug 2021

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Domestically, the CBI issued a Feedback Statement on the consultation on enhancements to the CBI Client Asset Requirements; At European level, the EBA published its review on the prudential assessment of qualifying holdings, updated the mapping between the ITS on Pillar 3 disclosures and the ITS on supervisory reporting.

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Financial Services Regulation and Compliance - Banking Aug 2021

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Domestically, the CBI announced the appointment of a new Director of Consumer Protection; At European level, the EBA published the outcome for banks that participated in the 2021 EBA EU-wide stress test and published amended technical standards on resolution planning reporting.

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