Tracker, Financial Services Regulation & Compliance - Investment Firms

Article

On the Domestic Front: MIFID II Regulations 2017 are published; Central Bank publishes an addendum to the Consumer Protection Code 2012. On the EU Front: ESMA issues final guidelines on data transfer between Trade Repositories authorised under EMIR; ESMA publishes its first three opinions on positions limits regarding commodity derivatives under MiFID II and MiFIR

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Tracker, Financial Services Regulation & Compliance - Cross Sectoral

Article

On the Domestic Front: Central Bank publishes the Minimum Competency Code 2017; Central Bank publishes Market Update - Issue 6 2017. On the EU Front: ESAs publish updated guidance on the Key Information Document as required by the PRIIP Regulation; EBA publishes consultation on fraud reporting requirements under PSD2

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