Dec 2019
Article
A new regulation (the Regulation) to promote the use of SME growth markets has been published in the Official Journal and enters into force on 31 December 2019. The Regulation is designed...
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Article
Right now, businesses in the UK and Ireland involved in large-scale mergers and acquisitions are able to notify their deals to the European Commission (EC) for free.
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Article
ESG Regulations, UCITS supervisory sanctions, AIFMD Q&As, MAR suspicious transactions and order reports, EU CMU, Whistleblowing and AML/CTF.
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Article
Compliance deadlines and CBI Supervisory Priorities for 2020.
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Article
"The Twelve RBO Q&As of Christmas!"
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Article
The provisions of the Copyright and Other Intellectual Property Law Provisions Act 2019 (the Act), which was signed into law on 26 June 2019, were commenced on 2 December 2019...
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Article
Domestically, there have been some developments, including the CBI's launch of a new guide to sanctions imposed under the Administrative Sanctions Procedure (ASP) for the financial services sector and the...
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Article
Domestically, CBI introduces enhanced measures to increase transparency of information provided to customers and conduct a review of differential pricing in the motor and home insurance industries; At European level,...
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Article
Domestically, CBI Review of CP86 implementation- phase 3; At European level, ESMA speech on fund liquidity
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Article
Domestically, the CBI stated that the financing of a sustainable economy and climate risk is an important topic that is high on their funds and asset management sector agenda; At...
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