Join A&L Goodbody's Regulatory Investigations team for our in-person annual Regulatory Enforcement Round Up.
Following last year’s reforms to the Administrative Sanctions Regime and the introduction of the new Individual Accountability Framework, industry is starting to see those new investigatory powers being used.
We are delighted to be joined by Patrick Casey, Head of Consumer Policy at the Central Bank, to discuss the regulator’s current policy focuses and how these impact where supervisory and enforcement risk may lie for regulated firms in different parts of the financial services industry.
You will also hear from our experts in Financial Regulation, Banking, Funds, Insurance, Payments, FinTech, Investment Services and Corporate Governance on how to identify and manage enforcement risk in your industry and what the recent enforcement reforms mean for your own business and management.
A summary of the key enforcement and intrusive supervisory activity in the market over the last year.
Speakers:
Dario Dagostino, Head of Regulatory Investigations, A&L Goodbody
What are the current regulatory policy focuses of the Central Bank? How do these impact the likelihood of supervisory engagement, inspections or enforcement investigations? What can regulated firms learn from these policy perspectives?
Speakers:
Patrick Casey, Head of Cross Sectoral Policy, Central Bank of Ireland
Our cross-industry ALG experts predict the areas of conduct and prudential regulation which are more likely to be focuses for enforcement risk over the coming year.They will focus on two key questions:
How will innovation, new products and developing markets drive enforcement risk?
Will the focus of enforcement be on current business models complying with new regulatory requirements or challenges with new products complying with more established rules?
Speakers:
Chloe Culleton, Partner, Regulatory Investigations, A&L Goodbody
Patrick Brandt, Partner and Head of Financial Regulatory Advisory, A&L Goodbody
Eimear Keane, Partner, Asset Management & Investment Funds, A&L Goodbody
Sinead Lynch, Partner, Insurance & Reinsurance, A&L Goodbody
Louise Hogan, Senior Associate, Financial Regulation, A&L Goodbody
Charles D. Riely, Partner, Jenner & Block LLP, New York
Our expert industry panel considers how the introduction of the Individual Accountability Framework has changed how board members, senior executives and management conduct day to day business interactions and how we are seeing the regulator engage with firms and individuals alike under the new regime.
Speakers:
Aidan Holton, Independent Non Executive Director, RSA Insurance Ireland, AmTrust International and Modulr
Sarah Hitchins, Partner, A&O Shearman
Mark Devane, Partner, Regulatory Investigations, A&L Goodbody
Laura Corrigan, Senior Associate, Regulatory Investigations, A&L Goodbody
Patrick Casey
Head of Cross Sectoral Policy, Central Bank of Ireland
Aidan Holton
INED, RSA Insurance Ireland
Sarah Hitchins
Partner, A&O Shearman
Dario Dagostino
Head of Regulatory Investigations, A&L Goodbody
Chloe Culleton
Partner, Regulatory Investigations, A&L Goodbody
Mark Devane
Partner, Regulatory Investigations, A&L Goodbody
Patrick Brandt
Partner and Head of Financial Regulatory Advisory, A&L Goodbody
Eimear Keane
Partner, Asset Management & Investment Funds, A&L Goodbody
Sinead Lynch
Partner, Insurance & Reinsurance, A&L Goodbody
Louise Hogan
Senior Associate, Financial Regulation, A&L Goodbody
Laura Corrigan
Senior Associate, Regulatory Investigations, A&L Goodbody
