EBA consults on Draft Guidelines in internal governance under the Investment Firms Directive
The European Banking Authority is consulting on Draft Guidelines on internal governance for investment firms categorised as Class 2 firms under the Investment Firms Directive. We outline the key areas of focus for the EBA in this publication.
For further information contact Dario Dagostino, Partner, Kevin Allen, Partner, Patrick Brandt , Partner, Mark Devane, Partner, Sinéad Prunty, Knowledge Lawyer or a member of the ALG Financial Regulation team.
Date published: 15 January 2021