Louise Gallagher, Joint Head of Enforcement Investigations at the Central Bank, will provide the Central Bank’s perspective on the new Administrative Sanctions Guidance.

Louise will then be joined by Dario Dagostino for a discussion of the practical impacts of the new guidance for regulated firms and individuals.

Speakers:

Louise Gallagher, Joint Head of Enforcement Investigations, Central Bank of Ireland

Dario Dagostino, Head of Regulatory Investigations

ALG’s Individual Accountability Framework team will walk through internal and enforcement investigations identifying the key issues post-IAF from the firm’s and the individual’s perspective.

How and when can interests align or diverge? What does the commencement of an enforcement investigation mean for firms and individuals? What practical steps can firms and individuals take to engage constructively with an investigation?

Speakers:

Mark Devane, Partner, Regulatory Investigations (chair)

Noeleen Meehan, Partner, Employment

Laura Corrigan, Senior Associate, Regulatory Investigations

ALG’s financial industry experts will participate in a ‘speed read’ of where enforcement risk may lie in your business in the next 12 months across banking, insurance, asset management, investment services, payments/fintech.

Speakers:

Chloe Culleton, Partner, Regulatory Investigations (chair)

Patrick Brandt, Partner, Financial Regulation

Laura Mulleady, Partner, Insurance & Reinsurance

Kerill O'Shaughnessy, Partner, Investment Funds

Louise Hogan, Associate, Financial Regulation

Sinéad Hayes, Senior Associate, Disputes & Investigations

Ciara Brady, Senior Associate, Financial Regulation Advisory