The New Central Bank Administrative Sanctions Procedure - draft guidelines and consultation paper
ALG’s Regulatory Investigations team summarises the key changes to enforcement investigations. From our experience in advising firms and individuals under investigation, we explain what this means in practice for you and your business when breaches arise or when the regulator intervenes.
Visit our Individual Accountability Framework hub for further materials, including our 'IAF and SEAR Guide', and thought leadership on this important topic.
For further information on the Central Bank ASP draft guidelines and consultation paper and how ALG can assist your business, please contact Dario Dagostino, Partner, Mark Devane, Partner, Patrick Brandt, Partner, Chloe Culleton, Partner, Kevin Allen, Partner, Christopher Martin, Of Counsel, James Grennan, Partner, Laura Mulleady, Partner, Sinéad Lynch, Partner, Emma Martin, Of Counsel, Kerill O'Shaughnessy, Partner, Stephen Carson, Partner, Lorena Dunne, Partner, Duncan Inverarity, Partner, Noeleen Meehan, Partner, Michael Doyle, Partner, Charlie Carroll, Partner, Gillian McDonald, Partner, Paul White, Partner, Peter Walker, Partner or your usual contact on the ALG SEAR team.
Date published: 5 September 2023